Private Clients and Wealth Management

You have a sophisticated business. Investors and institutions trust your firm to have answers to the changing markets. The regulatory market is no different. Wolters Kluwer Financial Services works with more than 14,000 financial institutions world-wide; we are the industry's leading provider of regulatory compliance and risk solutions worldwide.

Wolters Kluwer Financial Services has a suite of compliance solutions tailor to the Private Client and Wealth Management market. We provide analysis for changing regulations—we have the experience and technology you need to stay compliant.

Our Solutions

Compliance Resource Network

Our flagship research tool, Compliance Resource Network, provides instant access to all of the regulations that govern the financial industry. Our expert editorial staff delivers a daily in-depth analysis on the rapidly changing regulatory environment. Learn More 

Off-Shore Compliance

For investment firms with positions in foreign countries, staying informed about shareholder disclosure is critical to compliance. Our Compliance Passport Solution helps firms avoid fines, sanctions and possible criminal charges for not complying with foreign reporting requirements. Learn More  

Personal Account Dealings

To manage risk effectively, it is essential to monitor the receipt of employee gifts and entertainment, and to keep track of pre-trade dealing. It is also vital to guard against organised internal fraud schemes, such as ‘front-running’. Learn More