Compliance Resource Network

Below is list of content areas covered within the Compliance Resource Network.

Financial Services Authority Handbook

Researching the entire FSA Handbook has never been easier. Our intuitive search functionality allows you to search the FSA Handbook and then save, email, or print your results, quickly and easily.  You can also search Consultation Papers, Discussion Papers, Policy Statements, Board Notices, and Legal Instruments.

Financial Crime

The Joint Money Laundering Steering Group (JMLSG) is made up of the leading UK Trade Associations which represent the financial services industry within the UK. To ensure that good practice is consistently maintained, the JMLSG issues practical assistance with regard to interpreting the current UK Money Laundering Regulations in the form of Guidance.

Archive Rulebooks

The Compliance Resource Network includes a list of old UK rulebooks from regulatory organisations in the UK which preceded the current UK Financial Services Authority Handbook. Materials including LAUTRO, FIMBRA, SIA, PIA, etc.

Regulatory Papers

A wealth of fully searchable UK regulatory material on Consultation and Policy as well as Discussion publications, Enforcement Actions, UK and EU Speeches, Handbook Notices and regulatory Newsletters is available online.

Financial Ombudsman Service (FOS) Case Studies

A comprehensive index of UK Financial Ombudsman Service (FOS) case studies enables Compliance Teams and complaint-handlers in financial services firms to understand how specific types of complaints are handled. A foolproof way for compliance practitioners to find actual case studies that the FOS has investigated since January 2001. Updated monthly.

UK Statutory Materials

This section includes Acts of Parliament and Statutory Instruments

Commentary & Analysis

News and Analysis 

The Compliance Resource Network offers comprehensive daily news analysis for the UK and European Financial Services Industry. In addition to providing ongoing, practical analysis of daily events, our editorial experts also consider and comment on the latest trends affecting the regulatory environment.

Mini Guides 

Wolters Kluwer Financial Services’ popular Nano and Pocket Guide series provides an essential summary of the often dense FSA Handbook. We offer Nano Regulator, Nano Launderer, Nano Banker, as well as Pocket Guides for EU Regulations.

Compliance 360 

Compliance 360 provides an in-depth look at topical regulatory issues that affect the financial services industry.

For more information on Compliance Resource Network, please contact us at UKsales@wolterskluwer.com or call 0800 840 1160.