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Policies + Procedures for Hedge Funds
Features and Benefits
User Friendly, Web-Based Solution
Web-based editing in a Word-friendly environment gives you the ability to make changes and add your own content. It also enables multiple editors in various locations to work on different sections of the same manual – directly on the web in one virtual collaborative environment. Approve your edits, publish a new version and securely distribute your manual to your entire organisation via the web –easily and effortlessly.
Archiving and Disaster Recovery
Previous versions of your manual are indexed and archived according to date for easy reference. The manuals are hosted at Wolters Kluwer Financial Services secure hosting facility, ensuring that your most important work is safeguarded and available offsite.
Newsletter and Calendar
Our experts publish a newsletter every quarter explaining background information on that period’s updates – including articles of interest relevant to the hedge fund industry. Our Compliance Calendar allows you to monitor and organise all key regulatory and filing deadlines in one place.
Proven Compliance Expertise
The manual is authored by Bibb Strench, a former SEC attorney who has advised many of the nation’s largest investment advisory firms on compliance issues. Bibb applies the knowledge obtained from this experience to deliver succinct, easy-to-read compliance procedures that address the complexities of hedge fund regulation.
Complete Regulatory Coverage
There was a time when hedge funds operated in a virtually regulatory free environment. Times have changed. Hedge funds must comply with complex regulations and take steps to reduce regulatory exposure. The Policies + Procedures for Hedge Funds addresses the Securities Act of 1933, Investment Advisers Act of 1940 and other relevant laws. It also provides procedures for relying on exceptions to the Investment Company Act of 1940, the Commodity Exchange Act and certain other statutes.
Comprehensive Chapters
The Policies + Procedures for Hedge Funds is packed with 22 comprehensive chapters covering the wide variety of compliance issues you will confront in your day-to-day operations. Chapters include:
- Marketing (do’s and don’ts)
- Employees (including personal trading)
- New Investors (eligibility and Anti-Money Laundering)
- Formation (step-by-step fund set-up procedures)
- Investment Management (risk monitoring)
Full Customisation
Our powerful Policies & Procedures Wizard guides you through the manual assembly process. Each question is designed to gather information about your firm in order to provide customised content for your manual. Once created, our online editing platform allows you to easily apply firm-specific information to you compliance manual.
Analytical Updates
Updates published every quarter eliminate monitoring and interpreting regulatory changes that affect hedge fund compliance procedures. Our service provides your firm with the research, analysis and preparation of compliance policies and procedures that you can confidently apply to your manual.
For more information, call 0800 840 1160 or email UKsales@wolterskluwer.com.
