Audit FS
Bring a new level of confidence to your branch audits.
Obtain greater consistency, efficiency and visibility into the effectiveness of you compliance program review process.
Audit FS is a secure, online workflow tool created for compliance professionals by Wolters Kluwer Financial Services.
Audit FS pairs a consistent, comprehensive framework with best-practice checklists and content. You manage the entire process electronically—scheduling, conducting the examination, reviewing findings and accessing findings from past reviews.
The result is a far higher level of uniformity, simplicity and confidence in your compliance program review process.
The Audit FS advantage
- Conduct reviews using a consistent process framework and detailed
workflow tracking.
- Establish a detailed historical review record for archival purposes.
- Track the status of current and pending reviews with a few clicks of
your mouse.
- Conduct reviews online or offline.
- Uncover potential risks and weaknesses that may expose your business.
- Export review results into CSV file formats for further data analysis
and handling.
- Manage multiple reviews in multiple locations—no matter where you are.
Take complete control of the compliance program review process
Use Audit FS to coordinate all the key elements of your examinations:
- Create and record firm-specific review processes. Leverage Wolters Kluwer Financial Services’ exclusive templates of test procedures: You may select content as-is, or modify our templates to create customised reviews as you require them.
- Manage your review personnel. Assign review personnel to scheduled reviews and monitor their progress through the review cycle. Control access to the system by assigning various roles to users.
- Schedule reviews. Schedule reviews with exam personnel using Audit FS’s scheduling feature.
- Conduct reviews. Examiners may either record review results directly into the Audit FS application as they work, or work off-line and import their findings into the system later.
- Track review progress. Monitor reviews with Audit FS’s tracking feature. With a few clicks you can view a list of your scheduled, in-progress and
completed reviews.
- Generate program review reports. With unparalleled flexibility and functionality, you can generate and output a report detailing the results and areas of deficiency.
- Access past review results. Search, review and export detailed histories.
For more information, call 0800 840 1160 or email UKsales@wolterskluwer.com.
