Securities Compliance Tracker


With Compliance Tracker daily emails, you can stay fully briefed on the changing laws and regulations relevant to your business. Tracker rounds up the vital information you need from all the major federal securities regulatory agencies and exchanges and delivers it direct to your inbox each and every morning.

Features and Benefits

Access a daily, customisable news service to receive the latest securities news, releases, proposed rules, and regulatory information released by the SEC, major U.S. exchanges and SROs - delivered right to your e-mail inbox by 7:30 am EST every week day. Your customisable profile lets you set preferences for the information you receive; then Tracker does the tedious Web searching for you, keeping you fully briefed on a daily basis.

Breadth of Content

SEC and every major SRO news, bulletins, press releases, no-action letters, FRRs, notices to members, policy statements and more. If you also subscribe to the Compliance Resource Network, you can search through the rules AND Tracker documents to get a full 360 degree view.

Customisable Alerts

You can create your own Tracker alerts with your own criteria, tailoring it so you only get what you want to see. Chose from the agency, keywords and/or document type to personalise your unlimited Tracker alerts.

E-mail and Online Notification

You can trigger your alerts to be e-mailed to you daily. You'll automatically see your daily alerts on your Compliance Resource Network home page.


For more information, call 0800 840 1160 or email UKsales@wolterskluwer.com.





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