Practical Compliance and Risk Management
for Securities Industry


A new bi-monthly publication from Wolters Kluwer Financial Services Securities Compliance Library.


Authored by outside writers within the compliance community, the journal addresses specific themes tied to current trends and regulation changes and offers practical advice on day-to-day activities.

Practical Compliance and Risk Management for the Securities Industry

Is quite useful in to anyone with compliance responsibilities. It offers real insight and best practices from leaders of the industry regarding issues that all compliance professionals face.

For more information, call 0800 840 1160 or email UKsales@wolterskluwer.com.














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