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NYSE Rules
The paperback edition of New York Stock Exchange, Inc. Rules of the Exchange provides easy, convenient access to the rules of the exchange. The book easily fits into briefcases so that securities law and compliance professionals can take it with them wherever they need it. This title is part of Wolters Kluwer Financial Services’ Securities Compliance Library, long recognised as the definitive source for a comprehensive collection of exchange and self-regulatory organisation rulebooks. The paperback edition of New York Stock Exchange, Inc. Rules of the Exchange contains the official full-text version of the rules of the NYSE as of April 11, 2007, including:
- New sections on Currency Trust Shares, Commodity Trust Shares, and Trading of Debt Securities
- Rules as they appear after the merger with Archipelago to create the NYSE Group and more recently the NYSE Euronext
- Significant changes to the Hybrid rules
Benefits and Features:
- Have a portable copy of the NASD rules for easy and quick access
- Stay in compliance with NASD requirements
- Get authoritative information on the NASD from a trusted source
Who Should Use the NYSE Rules?
- Compliance officers
- Compliance training managers
- Branch managers
- Securities attorneys
- Anyone responsible with securities compliance
To Order Your Copies Today, call 0800 840 1160 - Price discounted on 5 or more copies
For more information, call 0800 840 1160 or email UKsales@wolterskluwer.com.
