The Financial Services Authority (FSA) Handbook provides essential Rules and Guidance for financial services firms and individuals alike wishing to conduct regulated business in the United Kingdom.
If your firm conducts securities, banking or insurance-related business in the United Kingdom, you will need to feel at home with UK regulatory requirements enabling your firm to serve its clients’ interests as well as ensuring it complies with the Financial Services and Markets Act 2000.
The Financial Services Authority (FSA) Handbook, along with consultation and policy papers, newsletters, instruments, speeches and more, are essential resources that you need to understand the FSA’s requirements and interpretation under the environment of principles-based regulation. Wolters Kluwer Financial Services brings all of these materials together in a single site, alongside rules and regulations from the SEC, FINRA, other US Exchanges and SROs.
A subscription to Wolters Kluwer Financial Services includes access to the rules and guidance, plus other official resources that will give you practical guidance from the FSA on how the rules should be applied:
For over 6 years, Securities Compliance Tracker (please note that this product is a separate subscription), has delivered personalised compliance and regulatory news to compliance and legal professionals around the world. This unique service covers 14 U.S. regulators, plus the FSA. Every day, you’ll receive an e-mail update on the official documents of these agencies that meet your customised news preferences.
Make Wolters Kluwer Financial Services your one source for compliance resources from the FSA by calling today.
For more information, call 0800 840 1160 or email UKsales@wolterskluwer.com.
